SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 750 Value ($000) $20 Avg Close — Range —
Q4 2015
Shares 750 Value ($000) $108 Avg Close — Range —