SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 15,629 Value ($000) $843 Avg Close — Range —
Q2 2018
Shares 15,689 Value ($000) $832 Avg Close — Range —
Q1 2018
Shares 15,546 Value ($000) $803 Avg Close — Range —
Q4 2017
Shares 14,314 Value ($000) $724 Avg Close — Range —
Q3 2017
Shares 13,186 Value ($000) $673 Avg Close — Range —
Q2 2017
Shares 12,608 Value ($000) $626 Avg Close — Range —
Q1 2017
Shares 12,068 Value ($000) $580 Avg Close — Range —
Q4 2016
Shares 18,538 Value ($000) $846 Avg Close — Range —
Q3 2016
Shares 20,839 Value ($000) $966 Avg Close — Range —
Q2 2016
Shares 19,599 Value ($000) $859 Avg Close — Range —
Q1 2016
Shares 15,801 Value ($000) $683 Avg Close — Range —
Q4 2015
Shares 15,516 Value ($000) $672 Avg Close — Range —