SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Smart Portfolios, LLC's Holding History (CIK: 0001513227)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 137,309 Value ($000) $5,942 Avg Close — Range —
Q3 2015
Shares 130,517 Value ($000) $5,840 Avg Close — Range —
Q2 2015
Shares 82,697 Value ($000) $3,932 Avg Close — Range —
Q2 2014
Shares 155,247 Value ($000) $6,627 Avg Close — Range —
Q4 2013
Shares 87,051 Value ($000) $4,069 Avg Close — Range —