SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Diligent Investors, LLC's Holding History (CIK: 0001549042)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017

Shares 4,953 Value ($000) $246 Avg Close — Range —

Q1 2017

Shares 4,898 Value ($000) $236 Avg Close — Range —

Q4 2016

Shares 4,748 Value ($000) $217 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2017	4,953	$246	—	—
Q1 2017	4,898	$236	—	—
Q4 2016	4,748	$217	—	—