SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Catalyst Capital Advisors LLC's Holding History (CIK: 0001549275)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 3,300 Value ($000) $154 Avg Close — Range —

Q3 2018

Shares 3,300 Value ($000) $178 Avg Close — Range —

Q2 2018

Shares 3,800 Value ($000) $201 Avg Close — Range —

Q1 2018

Shares 3,800 Value ($000) $196 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	3,300	$154	—	—
Q3 2018	3,300	$178	—	—
Q2 2018	3,800	$201	—	—
Q1 2018	3,800	$196	—	—