SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Risk Paradigm Group, LLC's Holding History (CIK: 0001569886)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 12,001 Value ($000) $561,526 Avg Close — Range —
Q3 2018
Shares 11,697 Value ($000) $630,936 Avg Close — Range —
Q2 2018
Shares 12,238 Value ($000) $648,859 Avg Close — Range —
Q1 2018
Shares 11,614 Value ($000) $599,979 Avg Close — Range —
Q4 2017
Shares 312 Value ($000) $15,787 Avg Close — Range —
Q3 2017
Shares 312 Value ($000) $15,933 Avg Close — Range —
Q2 2017
Shares 214 Value ($000) $10,618 Avg Close — Range —
Q1 2017
Shares 214 Value ($000) $10,293 Avg Close — Range —
Q4 2016
Shares 521 Value ($000) $23,783 Avg Close — Range —
Q3 2016
Shares 9,015 Value ($000) $417,935 Avg Close — Range —