SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Empirical Finance, LLC's Holding History (CIK: 0001572838)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 4,633 Value ($000) $246 Avg Close — Range —
Q4 2017
Shares 4,904 Value ($000) $248 Avg Close — Range —