SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Alpine Global Management, LLC's Holding History (CIK: 0001581655)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 10,514 Value ($000) $506 Avg Close — Range —
Q4 2016
Shares 15,965 Value ($000) $729 Avg Close — Range —