SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

IRON Financial LLC's Holding History (CIK: 0001595509)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 110,526 Value ($000) $5,348 Avg Close — Range —

Q4 2013

Shares 112,194 Value ($000) $5,243 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	110,526	$5,348	—	—
Q4 2013	112,194	$5,243	—	—