SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 274 Value ($000) $24 Avg Close — Range —
Q3 2025
Shares 274 Value ($000) $25 Avg Close — Range —
Q2 2025
Shares 274 Value ($000) $23 Avg Close — Range —
Q1 2025
Shares 274 Value ($000) $21 Avg Close — Range —
Q4 2024
Shares 274 Value ($000) $21 Avg Close — Range —
Q3 2024
Shares 274 Value ($000) $21 Avg Close — Range —
Q2 2024
Shares 274 Value ($000) $20 Avg Close — Range —
Q1 2024
Shares 274 Value ($000) $20 Avg Close — Range —
Q4 2023
Shares 326 Value ($000) $24 Avg Close — Range —
Q3 2023
Shares 1,388 Value ($000) $94 Avg Close — Range —
Q2 2023
Shares 57 Value ($000) $4 Avg Close — Range —
Q1 2023
Shares 1,431 Value ($000) $96 Avg Close — Range —
Q4 2022
Shares 71 Value ($000) $5 Avg Close — Range —
Q3 2022
Shares 74 Value ($000) $5 Avg Close — Range —
Q2 2022
Shares 81 Value ($000) $5 Avg Close — Range —
Q1 2022
Shares 640 Value ($000) $49 Avg Close — Range —
Q4 2021
Shares 151,932 Value ($000) $12,604 Avg Close — Range —
Q3 2021
Shares 80,555 Value ($000) $6,875 Avg Close — Range —
Q2 2021
Shares 44,542 Value ($000) $3,863 Avg Close — Range —
Q1 2021
Shares 282,741 Value ($000) $23,566 Avg Close — Range —
Q4 2020
Shares 275,128 Value ($000) $22,778 Avg Close — Range —
Q3 2020
Shares 282,389 Value ($000) $19,454 Avg Close — Range —
Q2 2020
Shares 7,814 Value ($000) $473 Avg Close — Range —
Q1 2020
Shares 281,160 Value ($000) $13,456 Avg Close — Range —
Q4 2019
Shares 6,712 Value ($000) $373 Avg Close — Range —
Q3 2019
Shares 543,902 Value ($000) $28,528 Avg Close — Range —
Q2 2019
Shares 266,345 Value ($000) $14,082 Avg Close — Range —
Q1 2019
Shares 18,610 Value ($000) $972 Avg Close — Range —
Q4 2018
Shares 2,690 Value ($000) $126 Avg Close — Range —
Q3 2018
Shares 252,420 Value ($000) $13,616 Avg Close — Range —
Q2 2018
Shares 190,667 Value ($000) $10,109 Avg Close — Range —
Q1 2018
Shares 233,135 Value ($000) $12,044 Avg Close — Range —
Q4 2017
Shares 224,987 Value ($000) $11,384 Avg Close — Range —
Q3 2017
Shares 275,323 Value ($000) $14,061 Avg Close — Range —
Q2 2017
Shares 204,544 Value ($000) $10,149 Avg Close — Range —