SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Alken Asset Management Ltd's Holding History (CIK: 0001629996)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 3,971 Value ($000) $202 Avg Close — Range —

Q3 2017

Shares 3,648 Value ($000) $185 Avg Close — Range —

Q2 2017

Shares 2,388 Value ($000) $118 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	3,971	$202	—	—
Q3 2017	3,648	$185	—	—
Q2 2017	2,388	$118	—	—