SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 2,842 Value ($000) $254 Avg Close — Range —
Q3 2025
Shares 2,842 Value ($000) $257 Avg Close — Range —
Q2 2025
Shares 2,842 Value ($000) $235 Avg Close — Range —
Q1 2025
Shares 2,842 Value ($000) $218 Avg Close — Range —
Q4 2024
Shares 1,323 Value ($000) $103 Avg Close — Range —
Q3 2024
Shares 3,676 Value ($000) $282 Avg Close — Range —
Q2 2024
Shares 5,858 Value ($000) $422 Avg Close — Range —
Q1 2024
Shares 10,874 Value ($000) $794 Avg Close — Range —
Q4 2023
Shares 14,460 Value ($000) $1,043 Avg Close — Range —
Q1 2020
Shares 7,705 Value ($000) $369 Avg Close — Range —
Q4 2019
Shares 23,640 Value ($000) $1,312 Avg Close — Range —
Q3 2019
Shares 70,184 Value ($000) $3,681 Avg Close — Range —