SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Sharkey, Howes & Javer's Holding History (CIK: 0001642246)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 437 Value ($000) $1 Avg Close — Range —

Q2 2017

Shares 437 Value ($000) $22 Avg Close — Range —

Q3 2016

Shares 135 Value ($000) $6 Avg Close — Range —

Q2 2016

Shares 135 Value ($000) $6 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	437	$1	—	—
Q2 2017	437	$22	—	—
Q3 2016	135	$6	—	—
Q2 2016	135	$6	—	—