SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Klingman & Associates, LLC's Holding History (CIK: 0001662449)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 943 Value ($000) $44 Avg Close — Range —
Q2 2016
Shares 1,039 Value ($000) $46 Avg Close — Range —
Q1 2016
Shares 1,816 Value ($000) $78 Avg Close — Range —
Q4 2015
Shares 1,816 Value ($000) $79 Avg Close — Range —
Q3 2015
Shares 1,816 Value ($000) $81 Avg Close — Range —
Q2 2015
Shares 1,816 Value ($000) $86 Avg Close — Range —
Q1 2015
Shares 1,816 Value ($000) $87 Avg Close — Range —
Q4 2014
Shares 1,816 Value ($000) $85 Avg Close — Range —