SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Flaharty Asset Management, LLC's Holding History (CIK: 0001697882)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 245,955 Value ($000) $13,650 Avg Close — Range —
Q3 2019
Shares 234,835 Value ($000) $12,317 Avg Close — Range —
Q2 2019
Shares 219,230 Value ($000) $11,591 Avg Close — Range —
Q1 2019
Shares 215,876 Value ($000) $11,280 Avg Close — Range —
Q4 2018
Shares 208,083 Value ($000) $9,736 Avg Close — Range —
Q3 2018
Shares 198,749 Value ($000) $10,661 Avg Close — Range —
Q2 2018
Shares 186,806 Value ($000) $9,904 Avg Close — Range —
Q1 2018
Shares 166,666 Value ($000) $8,430 Avg Close — Range —
Q4 2017
Shares 69,071 Value ($000) $5,924 Avg Close — Range —
Q3 2017
Shares 147,557 Value ($000) $7,613 Avg Close — Range —
Q2 2017
Shares 136 Value ($000) $6,766 Avg Close — Range —
Q1 2017
Shares 122,907 Value ($000) $5,869 Avg Close — Range —
Q4 2016
Shares 113,088 Value ($000) $5,156 Avg Close — Range —