SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors's Holding History (CIK: 0001748861)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 3,865 Value ($000) $208 Avg Close — Range —
Q2 2018
Shares 2,367 Value ($000) $125 Avg Close — Range —