SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 14,178 Value ($000) $750 Avg Close — Range —

Q1 2019

Shares 14,035 Value ($000) $733 Avg Close — Range —

Q4 2018

Shares 14,070 Value ($000) $658 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	14,178	$750	—	—
Q1 2019	14,035	$733	—	—
Q4 2018	14,070	$658	—	—