SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Optas, LLC's Holding History (CIK: 0001802961)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 12,590 Value ($000) $603 Avg Close — Range —
Q4 2019
Shares 12,620 Value ($000) $701 Avg Close — Range —