SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

CGN Advisors LLC's Holding History (CIK: 0001841506)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 6,455 Value ($000) $551 Avg Close — Range —

Q2 2021

Shares 10,954 Value ($000) $950 Avg Close — Range —

Q1 2021

Shares 10,271 Value ($000) $856 Avg Close — Range —

Q4 2020

Shares 11,117 Value ($000) $920 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	6,455	$551	—	—
Q2 2021	10,954	$950	—	—
Q1 2021	10,271	$856	—	—
Q4 2020	11,117	$920	—	—