SPDR SER TR

Ticker: CWB CUSIP: 78464A359 Class: BBG CONV SEC ETF

Richard W. Paul & Associates, LLC's Holding History (CIK: 0001964203)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023

Shares 2,428 Value ($000) $170 Avg Close — Range —

Q1 2023

Shares 2,801 Value ($000) $188 Avg Close — Range —

Q4 2022

Shares 2,985 Value ($000) $192 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2023	2,428	$170	—	—
Q1 2023	2,801	$188	—	—
Q4 2022	2,985	$192	—	—