SPDR SER TR

Ticker: EBND CUSIP: 78464A391 Class: BLOOMBERG EMERGI

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 9,120 Value ($000) $246 Avg Close — Range —
Q1 2018
Shares 12,744 Value ($000) $387 Avg Close — Range —
Q4 2017
Shares 10,591 Value ($000) $314 Avg Close — Range —
Q3 2017
Shares 10,166 Value ($000) $304 Avg Close — Range —
Q2 2017
Shares 10,241 Value ($000) $297 Avg Close — Range —
Q1 2017
Shares 9,516 Value ($000) $268 Avg Close — Range —
Q4 2016
Shares 9,825 Value ($000) $261 Avg Close — Range —
Q3 2016
Shares 9,984 Value ($000) $283 Avg Close — Range —
Q2 2016
Shares 9,984 Value ($000) $278 Avg Close — Range —
Q1 2016
Shares 9,879 Value ($000) $266 Avg Close — Range —
Q4 2015
Shares 17,097 Value ($000) $420 Avg Close — Range —
Q3 2015
Shares 33,237 Value ($000) $817 Avg Close — Range —
Q2 2015
Shares 53,823 Value ($000) $1,458 Avg Close — Range —
Q1 2015
Shares 76,772 Value ($000) $2,092 Avg Close — Range —
Q4 2014
Shares 91,409 Value ($000) $2,597 Avg Close — Range —
Q3 2014
Shares 83,187 Value ($000) $2,463 Avg Close — Range —
Q2 2014
Shares 54,452 Value ($000) $1,700 Avg Close — Range —
Q1 2014
Shares 55,508 Value ($000) $1,646 Avg Close — Range —
Q4 2013
Shares 40,530 Value ($000) $1,206 Avg Close — Range —
Q3 2013
Shares 28,920 Value ($000) $874 Avg Close — Range —
Q2 2013
Shares 19,046 Value ($000) $565 Avg Close — Range —