SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 47,362 Value ($000) $1,704 Avg Close — Range —
Q4 2018
Shares 46,308 Value ($000) $1,555 Avg Close — Range —
Q3 2018
Shares 49,949 Value ($000) $1,801 Avg Close — Range —
Q2 2018
Shares 62,134 Value ($000) $2,205 Avg Close — Range —
Q4 2013
Shares 127,311 Value ($000) $5,164 Avg Close — Range —
Q3 2013
Shares 135,676 Value ($000) $5,406 Avg Close — Range —
Q2 2013
Shares 134,041 Value ($000) $5,293 Avg Close — Range —