SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

D. E. Shaw & Co., Inc.'s Holding History (CIK: 0001009207)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 40,741 Value ($000) $1,465 Avg Close — Range —
Q2 2018
Shares 215,000 Value ($000) $7,628 Avg Close — Range —
Q1 2018
Shares 215,000 Value ($000) $7,708 Avg Close — Range —
Q4 2017
Shares 215,000 Value ($000) $7,895 Avg Close — Range —
Q3 2017
Shares 215,000 Value ($000) $8,024 Avg Close — Range —
Q3 2016
Shares 150,000 Value ($000) $5,508 Avg Close — Range —
Q4 2014
Shares 60,096 Value ($000) $2,320 Avg Close — Range —