SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

ICON ADVISERS INC/CO's Holding History (CIK: 0001058470)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 19,000 Value ($000) $644 Avg Close — Range —
Q1 2015
Shares 11,300 Value ($000) $443 Avg Close — Range —
Q4 2014
Shares 19,100 Value ($000) $737 Avg Close — Range —
Q3 2013
Shares 9,400 Value ($000) $375 Avg Close — Range —
Q2 2013
Shares 66,400 Value ($000) $2,622 Avg Close — Range —