SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Paloma Partners Management Co's Holding History (CIK: 0001103882)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 265,000 Value ($000) $9,731 Avg Close — Range —
Q4 2015
Shares 480,000 Value ($000) $16,277 Avg Close — Range —
Q1 2015
Shares 60,000 Value ($000) $2,353 Avg Close — Range —