SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 202,033 Value ($000) $7,211 Avg Close — Range —
Q1 2016
Shares 204,433 Value ($000) $7,002 Avg Close — Range —
Q4 2015
Shares 200,933 Value ($000) $6,814 Avg Close — Range —
Q3 2015
Shares 182,433 Value ($000) $6,506 Avg Close — Range —
Q2 2015
Shares 178,233 Value ($000) $6,849 Avg Close — Range —
Q1 2015
Shares 177,333 Value ($000) $6,955 Avg Close — Range —
Q4 2014
Shares 176,933 Value ($000) $6,831 Avg Close — Range —
Q3 2014
Shares 165,633 Value ($000) $6,655 Avg Close — Range —
Q2 2014
Shares 160,133 Value ($000) $6,682 Avg Close — Range —
Q1 2014
Shares 157,233 Value ($000) $6,497 Avg Close — Range —
Q4 2013
Shares 155,133 Value ($000) $6,292 Avg Close — Range —
Q3 2013
Shares 153,633 Value ($000) $6,122 Avg Close — Range —
Q2 2013
Shares 153,133 Value ($000) $6,047 Avg Close — Range —