SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

OPPENHEIMER ASSET MANAGEMENT INC.'s Holding History (CIK: 0001269119)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 365 Value ($000) $13 Avg Close — Range —
Q4 2018
Shares 368 Value ($000) $12 Avg Close — Range —
Q3 2017
Shares 1,335 Value ($000) $50 Avg Close — Range —
Q2 2017
Shares 46,156 Value ($000) $1,717 Avg Close — Range —
Q1 2017
Shares 46,201 Value ($000) $1,706 Avg Close — Range —