SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 328,757 Value ($000) $11,043 Avg Close — Range —
Q3 2018
Shares 628,036 Value ($000) $22,640 Avg Close — Range —
Q2 2018
Shares 710,165 Value ($000) $25,194 Avg Close — Range —
Q1 2018
Shares 794,892 Value ($000) $28,497 Avg Close — Range —
Q3 2017
Shares 796,530 Value ($000) $29,726 Avg Close — Range —
Q2 2017
Shares 701,536 Value ($000) $26,097 Avg Close — Range —
Q1 2017
Shares 674,535 Value ($000) $24,911 Avg Close — Range —
Q4 2016
Shares 686,257 Value ($000) $25,014 Avg Close — Range —
Q3 2016
Shares 660,347 Value ($000) $24,248 Avg Close — Range —
Q2 2016
Shares 577,420 Value ($000) $20,614 Avg Close — Range —
Q1 2016
Shares 2,471,737 Value ($000) $84,658 Avg Close — Range —
Q4 2015
Shares 577,819 Value ($000) $19,609 Avg Close — Range —
Q3 2015
Shares 508,977 Value ($000) $18,149 Avg Close — Range —
Q2 2015
Shares 1,616,471 Value ($000) $62,120 Avg Close — Range —
Q1 2015
Shares 1,899,320 Value ($000) $74,491 Avg Close — Range —
Q4 2014
Shares 471,365 Value ($000) $18,199 Avg Close — Range —
Q3 2014
Shares 479,155 Value ($000) $19,253 Avg Close — Range —
Q2 2014
Shares 696,735 Value ($000) $29,075 Avg Close — Range —
Q1 2014
Shares 1,052,334 Value ($000) $43,470 Avg Close — Range —
Q4 2013
Shares 977,257 Value ($000) $39,638 Avg Close — Range —
Q3 2013
Shares 983,248 Value ($000) $39,172 Avg Close — Range —
Q2 2013
Shares 792,094 Value ($000) $31,278 Avg Close — Range —