SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 50,000 Value ($000) $1,847 Avg Close — Range —
Q4 2016
Shares 50,000 Value ($000) $1,823 Avg Close — Range —
Q3 2015
Shares 7,500 Value ($000) $267 Avg Close — Range —
Q2 2015
Shares 7,500 Value ($000) $288 Avg Close — Range —
Q1 2015
Shares 24,000 Value ($000) $941 Avg Close — Range —
Q4 2014
Shares 24,000 Value ($000) $927 Avg Close — Range —
Q3 2014
Shares 13,000 Value ($000) $522 Avg Close — Range —
Q2 2014
Shares 12,500 Value ($000) $522 Avg Close — Range —
Q1 2014
Shares 12,500 Value ($000) $516 Avg Close — Range —
Q4 2013
Shares 12,500 Value ($000) $507 Avg Close — Range —
Q3 2013
Shares 222,500 Value ($000) $8,864 Avg Close — Range —
Q2 2013
Shares 722,400 Value ($000) $28,528 Avg Close — Range —