SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 155,691 Value ($000) $5,600 Avg Close — Range —
Q4 2018
Shares 383,814 Value ($000) $12,892 Avg Close — Range —
Q3 2018
Shares 225,399 Value ($000) $8,126 Avg Close — Range —
Q2 2018
Shares 215,464 Value ($000) $7,645 Avg Close — Range —
Q1 2018
Shares 212,384 Value ($000) $7,614 Avg Close — Range —
Q4 2017
Shares 112,140 Value ($000) $4,118 Avg Close — Range —
Q3 2017
Shares 198,004 Value ($000) $7,390 Avg Close — Range —
Q2 2017
Shares 197,722 Value ($000) $7,355 Avg Close — Range —
Q1 2017
Shares 195,272 Value ($000) $7,212 Avg Close — Range —
Q4 2016
Shares 202,459 Value ($000) $7,380 Avg Close — Range —
Q3 2016
Shares 168,171 Value ($000) $6,175 Avg Close — Range —
Q2 2016
Shares 134,482 Value ($000) $4,800 Avg Close — Range —
Q1 2016
Shares 108,377 Value ($000) $3,712 Avg Close — Range —
Q4 2015
Shares 90,678 Value ($000) $3,075 Avg Close — Range —
Q3 2015
Shares 82,141 Value ($000) $2,929 Avg Close — Range —
Q2 2015
Shares 78,190 Value ($000) $3,005 Avg Close — Range —
Q1 2015
Shares 71,698 Value ($000) $2,812 Avg Close — Range —
Q4 2014
Shares 84,631 Value ($000) $3,268 Avg Close — Range —
Q3 2014
Shares 83,769 Value ($000) $3,366 Avg Close — Range —
Q2 2014
Shares 84,612 Value ($000) $3,531 Avg Close — Range —
Q1 2014
Shares 85,320 Value ($000) $3,525 Avg Close — Range —
Q4 2013
Shares 28,973 Value ($000) $1,175 Avg Close — Range —
Q3 2013
Shares 27,919 Value ($000) $1,112 Avg Close — Range —
Q2 2013
Shares 40,555 Value ($000) $1,601 Avg Close — Range —