SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 4,207,274 Value ($000) $151,336 Avg Close — Range —
Q4 2018
Shares 4,024,518 Value ($000) $135,184 Avg Close — Range —
Q3 2018
Shares 4,069,268 Value ($000) $146,697 Avg Close — Range —
Q2 2018
Shares 3,932,472 Value ($000) $139,524 Avg Close — Range —
Q1 2018
Shares 7,734,030 Value ($000) $277,265 Avg Close — Range —
Q4 2017
Shares 6,973,628 Value ($000) $256,072 Avg Close — Range —
Q3 2017
Shares 6,299,958 Value ($000) $235,114 Avg Close — Range —
Q2 2017
Shares 5,732,263 Value ($000) $213,240 Avg Close — Range —
Q1 2017
Shares 64,225 Value ($000) $2,361 Avg Close — Range —
Q4 2016
Shares 72,415 Value ($000) $2,652 Avg Close — Range —
Q3 2016
Shares 147,590 Value ($000) $5,402 Avg Close — Range —
Q2 2016
Shares 202,326 Value ($000) $7,208 Avg Close — Range —
Q1 2016
Shares 6,544,912 Value ($000) $221,745 Avg Close — Range —
Q4 2015
Shares 9,419,555 Value ($000) $318,506 Avg Close — Range —
Q3 2015
Shares 6,008,197 Value ($000) $214,602 Avg Close — Range —
Q2 2015
Shares 6,241,619 Value ($000) $238,884 Avg Close — Range —
Q1 2015
Shares 6,250,962 Value ($000) $244,604 Avg Close — Range —
Q4 2014
Shares 5,569,491 Value ($000) $215,038 Avg Close — Range —
Q3 2014
Shares 4,735,814 Value ($000) $189,811 Avg Close — Range —
Q2 2014
Shares 4,859,727 Value ($000) $202,796 Avg Close — Range —
Q1 2014
Shares 4,942,496 Value ($000) $204,224 Avg Close — Range —
Q4 2013
Shares 4,966,005 Value ($000) $201,421 Avg Close — Range —
Q3 2013
Shares 5,113,966 Value ($000) $205,172 Avg Close — Range —
Q2 2013
Shares 5,526,542 Value ($000) $218,243 Avg Close — Range —