SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 90,925 Value ($000) $3,271 Avg Close — Range —
Q4 2018
Shares 129,349 Value ($000) $4,345 Avg Close — Range —
Q3 2018
Shares 98,324 Value ($000) $3,545 Avg Close — Range —
Q2 2018
Shares 102,841 Value ($000) $3,649 Avg Close — Range —
Q1 2018
Shares 125,886 Value ($000) $4,513 Avg Close — Range —
Q4 2017
Shares 153,227 Value ($000) $5,627 Avg Close — Range —
Q3 2017
Shares 170,598 Value ($000) $6,367 Avg Close — Range —
Q2 2017
Shares 233,348 Value ($000) $8,681 Avg Close — Range —
Q1 2017
Shares 269,826 Value ($000) $9,965 Avg Close — Range —
Q4 2016
Shares 259,370 Value ($000) $9,454 Avg Close — Range —
Q3 2016
Shares 246,690 Value ($000) $9,058 Avg Close — Range —
Q2 2016
Shares 218,255 Value ($000) $7,790 Avg Close — Range —
Q1 2016
Shares 186,797 Value ($000) $6,398 Avg Close — Range —
Q4 2015
Shares 64,460 Value ($000) $2,186 Avg Close — Range —
Q3 2015
Shares 86,324 Value ($000) $3,078 Avg Close — Range —
Q2 2015
Shares 116,033 Value ($000) $4,459 Avg Close — Range —
Q1 2015
Shares 115,632 Value ($000) $4,535 Avg Close — Range —
Q4 2014
Shares 88,690 Value ($000) $3,424 Avg Close — Range —
Q3 2014
Shares 203,318 Value ($000) $8,169 Avg Close — Range —
Q2 2014
Shares 485,586 Value ($000) $20,264 Avg Close — Range —
Q1 2014
Shares 479,639 Value ($000) $19,819 Avg Close — Range —
Q4 2013
Shares 467,761 Value ($000) $18,972 Avg Close — Range —
Q3 2013
Shares 464,753 Value ($000) $18,518 Avg Close — Range —
Q2 2013
Shares 183,689 Value ($000) $7,254 Avg Close — Range —