SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 102,130 Value ($000) $3,624 Avg Close — Range —
Q4 2017
Shares 63,796 Value ($000) $2,342 Avg Close — Range —
Q3 2017
Shares 146,598 Value ($000) $5,471 Avg Close — Range —
Q2 2017
Shares 61,253 Value ($000) $2,278 Avg Close — Range —
Q1 2017
Shares 137,751 Value ($000) $5,087 Avg Close — Range —
Q4 2016
Shares 148,724 Value ($000) $5,420 Avg Close — Range —