SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 9,811 Value ($000) $330 Avg Close — Range —
Q3 2018
Shares 9,732 Value ($000) $351 Avg Close — Range —
Q2 2018
Shares 10,382 Value ($000) $368 Avg Close — Range —
Q1 2018
Shares 71,468 Value ($000) $2,562 Avg Close — Range —
Q4 2017
Shares 66,866 Value ($000) $2,455 Avg Close — Range —
Q3 2017
Shares 75,705 Value ($000) $2,825 Avg Close — Range —
Q2 2017
Shares 70,855 Value ($000) $2,636 Avg Close — Range —
Q1 2017
Shares 50,191 Value ($000) $1,854 Avg Close — Range —
Q4 2015
Shares 15,872 Value ($000) $538 Avg Close — Range —
Q3 2015
Shares 91,839 Value ($000) $3,275 Avg Close — Range —
Q2 2015
Shares 97,808 Value ($000) $3,759 Avg Close — Range —
Q1 2015
Shares 124,026 Value ($000) $4,864 Avg Close — Range —
Q4 2014
Shares 102,013 Value ($000) $3,939 Avg Close — Range —
Q3 2014
Shares 112,381 Value ($000) $4,515 Avg Close — Range —
Q2 2014
Shares 82,413 Value ($000) $3,439 Avg Close — Range —
Q1 2014
Shares 142,579 Value ($000) $5,891 Avg Close — Range —
Q4 2013
Shares 268,204 Value ($000) $10,878 Avg Close — Range —
Q3 2013
Shares 456,008 Value ($000) $18,170 Avg Close — Range —
Q2 2013
Shares 470,673 Value ($000) $18,587 Avg Close — Range —