SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 17,367 Value ($000) $625 Avg Close — Range —
Q4 2018
Shares 13,633 Value ($000) $458 Avg Close — Range —
Q3 2018
Shares 12,548 Value ($000) $452 Avg Close — Range —
Q2 2018
Shares 14,704 Value ($000) $522 Avg Close — Range —
Q1 2018
Shares 14,735 Value ($000) $528 Avg Close — Range —
Q4 2017
Shares 15,321 Value ($000) $563 Avg Close — Range —
Q3 2017
Shares 16,687 Value ($000) $623 Avg Close — Range —
Q2 2017
Shares 16,087 Value ($000) $598 Avg Close — Range —
Q1 2017
Shares 18,084 Value ($000) $668 Avg Close — Range —
Q4 2016
Shares 19,498 Value ($000) $711 Avg Close — Range —
Q3 2016
Shares 18,207 Value ($000) $669 Avg Close — Range —
Q2 2016
Shares 18,167 Value ($000) $648 Avg Close — Range —
Q1 2016
Shares 21,298 Value ($000) $729 Avg Close — Range —
Q4 2015
Shares 21,232 Value ($000) $720 Avg Close — Range —
Q3 2015
Shares 24,792 Value ($000) $884 Avg Close — Range —
Q2 2015
Shares 30,366 Value ($000) $1,167 Avg Close — Range —
Q1 2015
Shares 32,850 Value ($000) $1,288 Avg Close — Range —
Q4 2014
Shares 34,245 Value ($000) $1,322 Avg Close — Range —