SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 8,613 Value ($000) $307 Avg Close — Range —
Q1 2018
Shares 8,875 Value ($000) $318 Avg Close — Range —
Q4 2017
Shares 8,595 Value ($000) $315 Avg Close — Range —
Q3 2017
Shares 8,342 Value ($000) $311 Avg Close — Range —