SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 27,936 Value ($000) $1,006 Avg Close — Range —
Q3 2018
Shares 10,986 Value ($000) $397 Avg Close — Range —
Q2 2018
Shares 10,622 Value ($000) $378 Avg Close — Range —
Q1 2018
Shares 16,186 Value ($000) $582 Avg Close — Range —
Q4 2017
Shares 26,811 Value ($000) $985 Avg Close — Range —
Q3 2017
Shares 22,331 Value ($000) $834 Avg Close — Range —
Q2 2017
Shares 21,530 Value ($000) $802 Avg Close — Range —
Q1 2017
Shares 17,698 Value ($000) $654 Avg Close — Range —
Q4 2016
Shares 17,684 Value ($000) $647 Avg Close — Range —
Q3 2016
Shares 14,760 Value ($000) $543 Avg Close — Range —
Q2 2016
Shares 10,851 Value ($000) $388 Avg Close — Range —
Q1 2016
Shares 11,856 Value ($000) $406 Avg Close — Range —
Q2 2015
Shares 5,599 Value ($000) $216 Avg Close — Range —
Q4 2014
Shares 2,739 Value ($000) $106 Avg Close — Range —
Q2 2014
Shares 2,712 Value ($000) $113,160 Avg Close — Range —
Q1 2014
Shares 10,262 Value ($000) $424 Avg Close — Range —
Q4 2013
Shares 10,842 Value ($000) $440 Avg Close — Range —
Q3 2013
Shares 10,835 Value ($000) $432 Avg Close — Range —
Q2 2013
Shares 18,201 Value ($000) $719 Avg Close — Range —