SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 10,117 Value ($000) $339 Avg Close — Range —
Q1 2018
Shares 7,974 Value ($000) $285 Avg Close — Range —
Q4 2016
Shares 8,733 Value ($000) $318 Avg Close — Range —
Q1 2016
Shares 12,538 Value ($000) $429 Avg Close — Range —