SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Transamerica Financial Advisors, Inc.'s Holding History (CIK: 0001502149)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 7,955 Value ($000) $287 Avg Close — Range —
Q4 2018
Shares 190,643 Value ($000) $6,404 Avg Close — Range —
Q3 2018
Shares 255,427 Value ($000) $9,209 Avg Close — Range —
Q2 2018
Shares 172,895 Value ($000) $6,135 Avg Close — Range —
Q1 2018
Shares 180,559 Value ($000) $6,474 Avg Close — Range —
Q4 2017
Shares 321,765 Value ($000) $11,816 Avg Close — Range —
Q3 2017
Shares 477,283 Value ($000) $17,813 Avg Close — Range —
Q2 2017
Shares 215,549 Value ($000) $8,019 Avg Close — Range —
Q1 2017
Shares 601,999 Value ($000) $22,232 Avg Close — Range —
Q4 2016
Shares 631,724 Value ($000) $23,027 Avg Close — Range —
Q3 2016
Shares 608,223 Value ($000) $22,334 Avg Close — Range —
Q2 2016
Shares 731,355 Value ($000) $26,103 Avg Close — Range —
Q1 2016
Shares 776,008 Value ($000) $26,579 Avg Close — Range —
Q4 2015
Shares 300,319 Value ($000) $10,184 Avg Close — Range —
Q3 2015
Shares 293,131 Value ($000) $10,454 Avg Close — Range —
Q2 2015
Shares 397,041 Value ($000) $15,259 Avg Close — Range —
Q1 2015
Shares 1,018,961 Value ($000) $39,964 Avg Close — Range —
Q4 2014
Shares 1,072,198 Value ($000) $41,398 Avg Close — Range —
Q3 2014
Shares 395,187 Value ($000) $15,879 Avg Close — Range —
Q2 2014
Shares 967,535 Value ($000) $40,376 Avg Close — Range —
Q1 2014
Shares 944,715 Value ($000) $39,036 Avg Close — Range —
Q4 2013
Shares 983,926 Value ($000) $39,909 Avg Close — Range —
Q3 2013
Shares 846,198 Value ($000) $33,717 Avg Close — Range —
Q2 2013
Shares 415,633 Value ($000) $16,414 Avg Close — Range —