SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 9,745 Value ($000) $358 Avg Close — Range —
Q3 2017
Shares 15,469 Value ($000) $579 Avg Close — Range —
Q2 2017
Shares 12,524 Value ($000) $466 Avg Close — Range —