SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

EP Wealth Advisors, LLC's Holding History (CIK: 0001540569)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 6,056 Value ($000) $222 Avg Close — Range —
Q3 2017
Shares 5,886 Value ($000) $220 Avg Close — Range —
Q2 2017
Shares 6,336 Value ($000) $236 Avg Close — Range —
Q1 2017
Shares 6,177 Value ($000) $228 Avg Close — Range —
Q4 2016
Shares 17,934 Value ($000) $97 Avg Close — Range —
Q3 2016
Shares 10,787 Value ($000) $396 Avg Close — Range —
Q2 2016
Shares 15,927 Value ($000) $568 Avg Close — Range —
Q1 2016
Shares 7,682 Value ($000) $263 Avg Close — Range —
Q4 2015
Shares 61,107 Value ($000) $2,072 Avg Close — Range —
Q3 2015
Shares 16,375 Value ($000) $584 Avg Close — Range —
Q4 2014
Shares 51,716 Value ($000) $1,997 Avg Close — Range —