SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Catalyst Capital Advisors LLC's Holding History (CIK: 0001549275)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 20,000 Value ($000) $739 Avg Close — Range —
Q1 2016
Shares 1,950 Value ($000) $67 Avg Close — Range —
Q4 2015
Shares 4,900 Value ($000) $166 Avg Close — Range —
Q3 2015
Shares 5,350 Value ($000) $191 Avg Close — Range —
Q2 2015
Shares 4,600 Value ($000) $177 Avg Close — Range —
Q1 2015
Shares 5,000 Value ($000) $196 Avg Close — Range —
Q4 2014
Shares 2,000 Value ($000) $77 Avg Close — Range —