SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 122,916 Value ($000) $13,139 Avg Close — Range —
Q2 2015
Shares 547,616 Value ($000) $21,045 Avg Close — Range —
Q3 2013
Shares 5,820 Value ($000) $232 Avg Close — Range —
Q2 2013
Shares 11,398 Value ($000) $450 Avg Close — Range —