SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Empirical Finance, LLC's Holding History (CIK: 0001572838)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 7,974 Value ($000) $268 Avg Close — Range —
Q3 2018
Shares 6,911 Value ($000) $249 Avg Close — Range —