SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 8,271 Value ($000) $298 Avg Close — Range —
Q2 2018
Shares 8,143 Value ($000) $289 Avg Close — Range —
Q1 2018
Shares 9,898 Value ($000) $355 Avg Close — Range —
Q4 2017
Shares 19,507 Value ($000) $716 Avg Close — Range —
Q3 2017
Shares 18,405 Value ($000) $687 Avg Close — Range —
Q2 2017
Shares 10,492 Value ($000) $390 Avg Close — Range —
Q1 2017
Shares 8,772 Value ($000) $324 Avg Close — Range —
Q4 2016
Shares 9,048 Value ($000) $330 Avg Close — Range —
Q3 2016
Shares 7,465 Value ($000) $274 Avg Close — Range —
Q2 2016
Shares 6,238 Value ($000) $223 Avg Close — Range —
Q3 2015
Shares 11,157 Value ($000) $398 Avg Close — Range —
Q2 2015
Shares 13,838 Value ($000) $532 Avg Close — Range —
Q1 2015
Shares 14,956 Value ($000) $587 Avg Close — Range —
Q4 2014
Shares 14,639 Value ($000) $565 Avg Close — Range —
Q3 2014
Shares 24,064 Value ($000) $967 Avg Close — Range —
Q2 2014
Shares 23,962 Value ($000) $1,000 Avg Close — Range —
Q1 2014
Shares 21,879 Value ($000) $904 Avg Close — Range —
Q4 2013
Shares 21,534 Value ($000) $873 Avg Close — Range —