SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 284 Value ($000) $10 Avg Close — Range —
Q4 2015
Shares 85 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 85 Value ($000) $3 Avg Close — Range —