SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Brick & Kyle, Associates's Holding History (CIK: 0001632253)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 65 Value ($000) $2 Avg Close — Range —
Q4 2016
Shares 65 Value ($000) $2 Avg Close — Range —
Q3 2016
Shares 65 Value ($000) $2 Avg Close — Range —
Q3 2015
Shares 5,000 Value ($000) $178 Avg Close — Range —
Q2 2015
Shares 5,000 Value ($000) $192 Avg Close — Range —
Q1 2015
Shares 5,000 Value ($000) $196 Avg Close — Range —
Q4 2014
Shares 5,000 Value ($000) $193 Avg Close — Range —