SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Proficio Capital Partners LLC's Holding History (CIK: 0001654175)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,255 Value ($000) $45 Avg Close — Range —
Q2 2018
Shares 4,055 Value ($000) $144 Avg Close — Range —
Q3 2017
Shares 150 Value ($000) $6 Avg Close — Range —
Q2 2017
Shares 150 Value ($000) $6 Avg Close — Range —
Q1 2017
Shares 150 Value ($000) $6 Avg Close — Range —
Q4 2016
Shares 150 Value ($000) $5 Avg Close — Range —
Q3 2016
Shares 150 Value ($000) $6 Avg Close — Range —