SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 31,292 Value ($000) $1,126 Avg Close Range
Q4 2018
Shares 31,048 Value ($000) $1,043 Avg Close Range
Q3 2018
Shares 35,357 Value ($000) $1,275 Avg Close Range
Q2 2018
Shares 30,987 Value ($000) $1,099 Avg Close Range
Q1 2018
Shares 31,111 Value ($000) $1,115 Avg Close Range
Q4 2017
Shares 30,604 Value ($000) $1,124 Avg Close Range
Q3 2017
Shares 30,309 Value ($000) $1,131 Avg Close Range
Q2 2017
Shares 29,611 Value ($000) $1,102 Avg Close Range
Q1 2017
Shares 27,574 Value ($000) $1,018 Avg Close Range
Q4 2016
Shares 26,947 Value ($000) $982 Avg Close Range
Q3 2016
Shares 25,680 Value ($000) $943 Avg Close Range
Q2 2016
Shares 26,037 Value ($000) $929 Avg Close Range
Q1 2016
Shares 24,080 Value ($000) $825 Avg Close Range
Q4 2015
Shares 24,831 Value ($000) $842 Avg Close Range
Q2 2015
Shares 13,000 Value ($000) $502 Avg Close Range
Q1 2015
Shares 11,652 Value ($000) $457 Avg Close Range
Q4 2014
Shares 9,651 Value ($000) $373 Avg Close Range
Q3 2014
Shares 10,843 Value ($000) $436 Avg Close Range
Q2 2014
Shares 10,298 Value ($000) $430 Avg Close Range
Q1 2014
Shares 10,559 Value ($000) $436 Avg Close Range
Q4 2013
Shares 10,204 Value ($000) $414 Avg Close Range
Q3 2013
Shares 8,888 Value ($000) $354 Avg Close Range
Q4 2012
Shares 39,885 Value ($000) $1,624 Avg Close Range
Q3 2012
Shares 40,381 Value ($000) $1,624 Avg Close Range
Q2 2012
Shares 41,148 Value ($000) $1,624 Avg Close Range