SPDR SERIES TRUST

CUSIP: 78464A417 Class: COM

Klingman & Associates, LLC's Holding History (CIK: 0001662449)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 4,087 Value ($000) $150 Avg Close — Range —
Q2 2016
Shares 4,768 Value ($000) $170 Avg Close — Range —
Q1 2016
Shares 6,182 Value ($000) $212 Avg Close — Range —
Q4 2015
Shares 6,171 Value ($000) $209 Avg Close — Range —
Q3 2015
Shares 8,716 Value ($000) $310 Avg Close — Range —
Q2 2015
Shares 13,826 Value ($000) $531 Avg Close — Range —
Q1 2015
Shares 8,495 Value ($000) $333 Avg Close — Range —
Q4 2014
Shares 8,486 Value ($000) $327 Avg Close — Range —